SEC.gov | SEC Charges Silvergate Capital, Former CEO for …
WEB4 days ago · The SEC’s complaint, filed in the U.S. District Court for the Southern District of New York, charges Silvergate, Lane, and Fraher with negligence-based fraud and charges Silvergate with violating certain reporting, internal accounting controls, and books-and-records provisions.
US SEC sues Silvergate for securities fraud (July 1) | Reuters
WEB4 days ago · The U.S. Securities and Exchange Commission (SEC) has sued crypto-focused bank Silvergate Capital Corp in a federal court for securities fraud, a court filing showed on Monday.
Crypto-Friendly Silvergate Bank Pays $63M to Settle Charges With SEC …
WEB4 days ago · The U.S. Securities and Exchange Commission (SEC) sued Silvergate Capital Corporation, the parent company to crypto-friendly Silvergate Bank, former CEO Alan Lane, former COO Kathleen...
US SEC sues Silvergate for securities fraud - Yahoo Finance
WEB4 days ago · The U.S. Securities and Exchange Commission (SEC) has sued crypto-focused bank Silvergate Capital Corp in a federal court for securities fraud, a court filing showed on Monday.
SEC Sues Silvergate Bank for Securities Fraud in Federal Court
WEB5 days ago · “Because of those deficiencies, Silvergate allegedly failed to detect nearly $9 billion in suspicious transfers among FTX and its related entities,” Gurbir Grewal, the head of the SEC’s...
SEC sues Silvergate and execs, for knowingly violating anti …
WEB4 days ago · The Securities and Exchange Commission on Monday sued the parent company of now-defunct crypto bank Silvergate, as well as its former executives, over Silvergate Exchange Network (SEN), its payment network.Why it matters: The suit has to do with some $1 trillion in banking transactions that occurred in 2021 and 2022, during …
Silvergate, of crypto infamy, sued by SEC for securities fraud
WEB4 days ago · U.S. securities regulators on Monday charged Silvergate Capital Corp. and two of its executives with securities fraud, the latest chapter for the once crypto-friendly bank swept up by the...
SEC Sues Silvergate Bank for Securities Fraud in Federal Court
WEB5 days ago · The SEC sued the bank in federal court in Manhattan, according to a docket entry on Monday, which cited “securities fraud” as the cause. Multiple former Silvergate executives were also listed as defendants on the entry, which didn’t provide details of the case. A representative for the company declined to comment.
Defunct Silvergate Bank's owner settles with regulators over …
WEB4 days ago · Silvergate Capital will pay $20 million to the DFPI, $43 million to the Fed, while penalties of $50 million assessed by the SEC will be offset by Silvergate’s payments to the Fed and DFPI. Sign ...
WEBOn December 5, 2022,United States Senators Elizabeth Warren, John Kennedy, and Roger Marshall issued a public letter, criticizing Silvergate’s BSA program and requesting information ... Silvergate violated Securities Act Section 17(a)(2) [15 U.S.C. § 77q(a)(2)]. 350. By engaging in the acts and conduct described in in paragraphs 1, 5, 6 and ...
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